Uptick rule

Results: 152



#Item
111Schapiro / I7 / Fak / Financial economics / Economy of the United States / Commodity Futures Trading Commission / Mary Schapiro / Uptick rule

Comment Letter on File No. S7-26-08

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Source URL: www.sec.gov

Language: English - Date: 2009-04-27 15:04:59
112Financial markets / Finance / Pip / Securities Exchange Act / Uptick rule / Order / Market maker / Percentage in point / Stock market / Financial economics / Investment

SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-BOX[removed]September 11, 2013 Self-Regulatory Organizations; BOX Options Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Ru

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Source URL: www.sec.gov

Language: English - Date: 2013-09-12 06:27:16
113Short selling / Financial regulation / Stock market / Financial markets / Naked short selling / Short / Hedge fund / Uptick rule / Locate / Financial economics / Finance / Investment

Comment Letter on File No. S7-30-08

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Source URL: www.sec.gov

Language: English - Date: 2009-01-14 13:46:27
114Short selling / Stock market / Financial regulation / Financial markets / Naked short selling / Short / Uptick rule / Failure to deliver / Mark-to-market accounting / Finance / Business / Financial economics

Comment Letter on File No. S7-03-08

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Source URL: www.sec.gov

Language: English - Date: 2009-04-03 11:13:51
115Financial services / Financial regulation / Short selling / Financial markets / Hedge fund / Uptick rule / Short / Credit default swap / Form 13F / Financial economics / Investment / Finance

Microsoft Word - SEC Proposed Rules Comments-DMathis

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Source URL: www.sec.gov

Language: English - Date: 2008-11-24 11:43:36
116Finance / United States Securities and Exchange Commission / Financial regulation / Short selling / Uptick rule / United States securities law / Short / Naked short selling / Order / Stock market / Financial economics / Investment

Microsoft Word - Document1

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Source URL: www.sec.gov

Language: English - Date: 2009-04-09 10:36:52
117Short selling / Corporate crime / U.S. Securities and Exchange Commission / Dodd–Frank Wall Street Reform and Consumer Protection Act / Securities and Exchange Commission / Short / Christopher Cox / Uptick rule / Financial regulation / Financial economics / Finance

Qrongr.enn of t}f.e llnit.eb §tat.en D!la.sqington, ilC!t[removed]September 13, 2013 Commissioner Kara M. Stein

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Source URL: www.sec.gov

Language: English - Date: 2013-09-27 11:01:59
118Investment / Financial regulation / Short selling / Business / Finance / Uptick rule / Short / Tick / Financial economics / Stock market / Financial markets

Microsoft Word - Document1

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Source URL: www.sec.gov

Language: English - Date: 2009-03-26 12:42:04
119Short selling / Investment / Business / Financial markets / Finance / Uptick rule / Naked short selling / Short / Order / Stock market / Financial economics / Financial regulation

Comments on File No. S7-21-09

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Source URL: www.sec.gov

Language: English - Date: 2010-09-14 14:09:57
120Financial regulation / Short selling / Naked short selling / Short / Uptick rule / Christopher Cox / U.S. Securities and Exchange Commission / Hedge fund / Overstock.com / Financial economics / Investment / Finance

Microsoft Word - SEC Sympathy For Hedge Fund Shorts - no email and phone.doc

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Source URL: www.sec.gov

Language: English - Date: 2008-11-24 11:44:41
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